AMF reminds FIAs of their professional obligations when using financial product listing platforms

  • Publication publiée :March 26, 2025
  • Post category:Uncategorized
You are currently viewing L’AMF rappelle les obligations professionnelles des CIF qui recourent à des plateformes de référencement de produits financiers

The Autorité des marchés financiers (AMF) has observed the use by financial investment advisors (FIAs) of financial product listing platforms, often with regulated status. While such use is not in itself contrary to regulations, it does not exempt FIAs from their professional obligations. The obligations of FIAs using...

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